Powered by People,
Driven by Heart
We connect with our clients, our communities, and our company.
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The story behind Alpha Waves Inc
Alpha Waves Inc is a privately held wealth management and investment advisory firm. Today we're proud to boast a strong team of financial advisers and analysts who thrive on solving our clients' toughest investment challenges and meeting their long-term financial goals.
We are on a mission to exceed your expectations and form a long-term, mutually beneficial relationship with you.
Take a look at the events that have shaped Alpha Waves Inc. throughout its 14+ year history.
Feb 2012
In 2012, Larry Swank set out to build a different kind of financial services firm – incorporating as Alpha Waves Inc.
May 2014
We expand our capabilities with the formation of the firm’s Investment Banking division.
Apr 2021
Takes another step into the digital age, offering clients access to their account information on Alpha Waves Inc.ex
Dec 2023
The service team at Alpha Waves Inc made it through to the final of the (SDI) and (MSP) awards.
Jun 2025
Tung Phan is appointed President & CEO, leading Alpha Waves Inc into a new era of growth and innovation.
Feb 2026.
In the years to come, we’ll work to carry our success – and John’s legacy – to new heights.
4 core values
define who we are
Values establish our view of the world as we shape the future. They determine how we treat each other.
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Integrity
We consistently do what’s right and build credibility through honesty, transparency, and speaking up. -
Passion
We always aim to go beyond expectations, deliver with excellence and a growth mindset.
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Momentum
We embrace change with resilience, pioneer new solutions, and drive continuous improvement together, moving with pace. -
Trust
We put people at the heart of everything, fostering empathy and respect in an environment where everyone can thrive.
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Leadership Team
Our people define our success. Their excellence, their entrepreneurship and their ability to work in teams are key to our high levels of client satisfaction and sustained relationship.
We are all passionate and committed to deliver high quality services to our clients.
Under their stewardship,
we secured many industry recognized accolades.
Mr Mohamed
Anna Baird
Katie Doyle
Sarah Imbach
Matt Millen
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Award winning
We are proud of the success and recognition that we’ve achieved with our clients. We pride ourselves on developing practical solutions that drive results in the real world.
These solutions span sales performance improvement, learning and development, and technological innovation. Below are just a few examples of awards that we have earned.
Top ratings in the investment industry.